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Small issues exemption

• Securities issues that involve less than $1.5 million are not required to file a registration statement with the SEC. Instead, they are governed by Regulation A, for which only a brief offering statement is needed.

 
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 Registration statement
Regulation a
Securities
 
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 Bellwether issues
Benchmark issues
Current coupon issues
Dual currency issues
Euroequity issues
Federal agency issues
Hot issues
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Small business deduction
Small firm effect
Small ordinary stock dividend
Specific issues market

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What lies behind us and what lies before us are tiny matters compared to what lies within us. - Ralph Waldo Emerson (1803-1882)

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